Human Rights Reporting and U.S. Foreign Policy

The U.S. State Department’s annual global rating of human rights performance antagonizes friend and foe alike. Many rights activists embrace the reports while some express doubts about their influence on U.S. policy.

March 25, 2009 2:49 pm (EST)

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Introduction

The annual U.S. State Department report cataloguing the human rights failures and progress of nations around the world regularly arouses controversy as well as acclaim. Nations that receive poor ratings in the report, sometimes important U.S. partners, bitterly resent the exercise and often accuse Washington of hypocrisy. Since 9/11, many states have sharply criticized the United States for singling out their records when Washington has itself been under scrutiny for its actions at the Guantanamo Bay detention camp and Abu Ghraib prison in Iraq. At the same time, many rights activists say the annual U.S. report shines a useful spotlight on abusive nations. Since the U.S. Congress mandated the reports in 1976, policymakers have sought to balance the need to engage friends and allies while acknowledging the human rights shortcomings cited by the State Department. The Obama administration has stressed a commitment to improving the United States’ own record, but already has grappled with reconciling strategic interests with China and other partners against the human rights concerns.

Human Rights and Foreign Policy

For more than three decades, U.S. administrations have projected human rights as an important part of their foreign policy. Two presidents in particular - Democrat Jimmy Carter and Republican George W. Bush - made the promotion of rights central to their foreign policy objectives, although both were accused of uneven fidelity to their rhetoric. Carter said in a June 1977 speech at the University of Notre Dame that a commitment to human rights was a "fundamental tenet" of U.S. foreign policy. He said: "For too many years, we’ve been willing to adopt the flawed and erroneous principles and tactics of our adversaries, sometimes abandoning our own values for theirs." Nonetheless, Cold War concerns kept the U.S. aligned with dictators and military regimes in the Philippines, Zaire (now the Democratic Republic of Congo), Pakistan, and other countries throughout his term.

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Bush stirred even greater dissonance when he devoted his second inaugural address to his "freedom agenda," in which he said the goal of U.S. policy was "ending tyranny in our world," (NPR) even as a furor raged over his approval of extreme interrogation techniques and secret CIA prisons in the "war on terror."

"However powerful America is, no country has the capacity to impose all of its preferences on the rest of mankind. Priorities must be established." - Former Secretary of State Henry Kissinger, in Diplomacy

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Some experts trace the rising prominence of human rights in U.S. foreign policy to the end of World War II, a response to the traumas caused by mass conflict and the Nazi genocide. Security and human rights underpinned the founding of the new United Nations, engineered in large part by the United States. The United States was a champion of the Universal Declaration of Human Rights, adopted by the UN General Assembly in 1948, which spelled out for the first time in an international document that fundamental elements of human dignity and freedom trumped concerns about national sovereignty.

But it was congressional assertiveness in the 1970s that institutionalized human rights within the U.S. foreign policy establishment. Following a series of scandals--including the Watergate affair -- revelations about U.S. involvement in or support for brutality in Southeast Asia and Latin America emerged in a series of congressional investigations, including the panel led by Sen. Frank Church into the activities of U.S. intelligence services during the Cold War.

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Besides prompting the creation of a permanent Select Committee on Intelligence in the Senate, these revelations led some members of Congress to put human rights front and center in a move to gain greater oversight of executive branch actions, writes David Forsythe in his 1988 book "Human Rights and U.S. Foreign Policy: Congress Reconsidered." At the same time, some members of Congress, led by Sen. Henry Jackson (D-WA), grew worried about the Nixon administration’s policy of détente, which sought to ease relations with the Soviet Union through establishing linkages in areas like arms control and trade. Jackson helped kick off a series of congressional initiatives related to human rights with the Jackson-Vanik amendment, which linked trade to the emigration of Soviet Jews. Other initiatives included the establishment of a commission to oversee implementation of the 1975 Helsinki Accords, which, among other things, obliged the Soviet Union and its satellites to allow small openings for civil society behind the Iron Curtain in return for increased trade with the West.

In 1976, the legislative branch also mandated an annual report by the secretary of state concerning "respect for internationally recognized human rights in each country proposed as a recipient of U.S. assistance." The mandate, contained in an amendment to the Foreign Assistance Act, led the Carter administration to create a new post for coordinating human rights and humanitarian affairs, which became the assistant secretary of state of democracy, human rights, and labor.

The Annual Report

A report originally targeted at countries receiving U.S. aid began in a relatively modest number of pages into what is now a vast document that covers the globe, as the 2008 report indicates. Each year, U.S. embassies from Andorra to Zimbabwe compile reports on their countries, in many cases distilling information from a range of government bodies, non-governmental rights watchdogs, academics, jurists, and the media. The reports for each country follow a similar template, providing data on norms for civil and political rights like:

The annual release of the report, usually in late winter each year, raises the ire of many countries. Some experts say considerable debate, and sometimes friction, is also vented internally in the State Department, especially between the human rights bureau and specific missions, before the reports are finalized. "The different bureaus continue to have tremendous controversies over how to characterize human rights situations in different countries," says Roberta Cohen, a former deputy assistant secretary in the Carter administration’s human rights bureau and now a non-resident senior fellow at the Brookings Institution. "That indicates these reports matter and have influence."

Countervailing Influences

The question of how to respond to especially dark allegations in the report about partners has vexed administrations both Republican and Democratic. Henry Kissinger, former secretary of state for Presidents Nixon and Ford in the 1970s, when congressional activism on human rights hit a peak, has warned against placing too strong an emphasis on human rights and democracy promotion in U.S. foreign policy. "However powerful America is, no country has the capacity to impose all of its preferences on the rest of mankind," he wrote in his 1994 book Diplomacy. "Priorities must be established."

Hillary Clinton reflected the challenge in balancing priorities during her first trip as secretary of state to Asia, which included a stop in China, the largest holder of U.S. debt and each year subject of a detailed catalogue of rights abuses reported by the State Department. When asked about the role of human rights in her upcoming discussions with Chinese officials, Clinton told reporters: "We have to continue to press them but our pressing on those issues can’t interfere with the global economic crisis, the global climate change crisis, and the security crises."

In another example, Egypt, a crucial U.S. ally, has remained the second biggest recipient of U.S. foreign aid for nearly three decades despite regular poor marks in the U.S. human rights report for areas such as political freedoms. Activists like exiled dissident Saad Eddin Ibrahim in late 2008 mounted an effort to have U.S. aid to Egypt conditioned on political reform.

"For too many years, we’ve been willing to adopt the flawed and erroneous principles and tactics of our adversaries, sometimes abandoning our own values for theirs." - President Jimmy Carter, 1977